Xiaohan Zhang

Deep neural networks have recently achieved notable progress in 3D point cloud recognition, yet their vulnerability to adversarial perturbations poses critical security challenges in practical deployments. Conventional defense mechanisms struggle to address the evolving landscape of multifaceted attack patterns. Through systematic analysis of existing defenses, we identify that their unsatisfactory performance primarily originates from an entangled feature space, where adversarial attacks can be performed easily. To this end, we present 3D-ANC, a novel approach that capitalizes on the Neural Collapse (NC) mechanism to orchestrate discriminative feature learning. In particular, NC depicts where last-layer features and classifier weights jointly evolve into a simplex equiangular tight frame (ETF) arrangement, establishing maximally separable class prototypes. However, leveraging this advantage in 3D recognition confronts two substantial challenges: (1) prevalent class imbalance in point cloud datasets, and (2) complex geometric similarities between object categories. To tackle these obstacles, our solution combines an ETF-aligned classification module with an adaptive training framework consisting of representation-balanced learning (RBL) and dynamic feature direction loss (FDL). 3D-ANC seamlessly empowers existing models to develop disentangled feature spaces despite the complexity in 3D data distribution. Comprehensive evaluations state that 3D-ANC significantly improves the robustness of models with various structures on two datasets. For instance, DGCNN's classification accuracy is elevated from 27.2% to 80.9% on ModelNet40 -- a 53.7% absolute gain that surpasses leading baselines by 34.0%.

To ensure the responsible distribution and use of open-source deep neural networks (DNNs), DNN watermarking has become a crucial technique to trace and verify unauthorized model replication or misuse. In practice, black-box watermarks manifest as specific predictive behaviors for specially crafted samples. However, due to the generalization nature of DNNs, the keys to extracting the watermark message are not unique, which would provide attackers with more opportunities. Advanced attack techniques can reverse-engineer approximate replacements for the original watermark keys, enabling subsequent watermark removal. In this paper, we explore black-box DNN watermarking specificity, which refers to the accuracy of a watermark's response to a key. Using this concept, we introduce Specificity-Enhanced Watermarking (SEW), a new method that improves specificity by reducing the association between the watermark and approximate keys. Through extensive evaluation using three popular watermarking benchmarks, we validate that enhancing specificity significantly contributes to strengthening robustness against removal attacks. SEW effectively defends against six state-of-the-art removal attacks, while maintaining model usability and watermark verification performance.