Xinguo Feng

Deep neural networks (DNNs) have become valuable intellectual property of model owners, due to the substantial resources required for their development. To protect these assets in the deployed environment, recent research has proposed model usage control mechanisms to ensure models cannot be used without proper authorization. These methods typically lock the utility of the model by embedding an access key into its parameters. However, they often assume static deployment, and largely fail to withstand continual post-deployment model updates, such as fine-tuning or task-specific adaptation. In this paper, we propose ADALOC, to endow key-based model usage control with adaptability during model evolution. It strategically selects a subset of weights as an intrinsic access key, which enables all model updates to be confined to this key throughout the evolution lifecycle. ADALOC enables using the access key to restore the keyed model to the latest authorized states without redistributing the entire network (i.e., adaptation), and frees the model owner from full re-keying after each model update (i.e., lock preservation). We establish a formal foundation to underpin ADALOC, providing crucial bounds such as the errors introduced by updates restricted to the access key. Experiments on standard benchmarks, such as CIFAR-100, Caltech-256, and Flowers-102, and modern architectures, including ResNet, DenseNet, and ConvNeXt, demonstrate that ADALOC achieves high accuracy under significant updates while retaining robust protections. Specifically, authorized usages consistently achieve strong task-specific performance, while unauthorized usage accuracy drops to near-random guessing levels (e.g., 1.01% on CIFAR-100), compared to up to 87.01% without ADALOC. This shows that ADALOC can offer a practical solution for adaptive and protected DNN deployment in evolving real-world scenarios.

Training and fine-tuning large-scale language models largely benefit from collaborative learning, but the approach has been proven vulnerable to gradient inversion attacks (GIAs), which allow adversaries to reconstruct private training data from shared gradients. Existing defenses mainly employ gradient perturbation techniques, e.g., noise injection or gradient pruning, to disrupt GIAs' direct mapping from gradient space to token space. However, these methods often fall short due to the retention of semantics similarity across gradient, embedding, and token spaces. In this work, we propose a novel defense mechanism named GHOST (gradient shield with obfuscated tokens), a token-level obfuscation mechanism that neutralizes GIAs by decoupling the inherent connections across gradient, embedding, and token spaces. GHOST is built upon an important insight: due to the large scale of the token space, there exist semantically distinct yet embedding-proximate tokens that can serve as the shadow substitutes of the original tokens, which enables a semantic disconnection in the token space while preserving the connection in the embedding and gradient spaces. GHOST comprises a searching step, which identifies semantically distinct candidate tokens using a multi-criteria searching process, and a selection step, which selects optimal shadow tokens to ensure minimal disruption to features critical for training by preserving alignment with the internal outputs produced by original tokens. Evaluation across diverse model architectures (from BERT to Llama) and datasets demonstrates the remarkable effectiveness of GHOST in protecting privacy (as low as 1% in recovery rate) and preserving utility (up to 0.92 in classification F1 and 5.45 in perplexity), in both classification and generation tasks against state-of-the-art GIAs and adaptive attack scenarios.