Shuo Shao

In recent years, RAG has emerged as a key paradigm for enhancing large language models (LLMs). By integrating externally retrieved information, RAG alleviates issues like outdated knowledge and, crucially, insufficient domain expertise. While effective, RAG introduces new risks of external data extraction attacks (EDEAs), where sensitive or copyrighted data in its knowledge base may be extracted verbatim. These risks are particularly acute when RAG is used to customize specialized LLM applications with private knowledge bases. Despite initial studies exploring these risks, they often lack a formalized framework, robust attack performance, and comprehensive evaluation, leaving critical questions about real-world EDEA feasibility unanswered. In this paper, we present the first comprehensive study to formalize EDEAs against retrieval-augmented LLMs. We first formally define EDEAs and propose a unified framework decomposing their design into three components: extraction instruction, jailbreak operator, and retrieval trigger, under which prior attacks can be considered instances within our framework. Guided by this framework, we develop SECRET: a Scalable and EffeCtive exteRnal data Extraction aTtack. Specifically, SECRET incorporates (1) an adaptive optimization process using LLMs as optimizers to generate specialized jailbreak prompts for EDEAs, and (2) cluster-focused triggering, an adaptive strategy that alternates between global exploration and local exploitation to efficiently generate effective retrieval triggers. Extensive evaluations across 4 models reveal that SECRET significantly outperforms previous attacks, and is highly effective against all 16 tested RAG instances. Notably, SECRET successfully extracts 35% of the data from RAG powered by Claude 3.7 Sonnet for the first time, whereas other attacks yield 0% extraction. Our findings call for attention to this emerging threat.

Large language models (LLMs) increasingly employ guardrails to enforce ethical, legal, and application-specific constraints on their outputs. While effective at mitigating harmful responses, these guardrails introduce a new class of vulnerabilities by exposing observable decision patterns. In this work, we present the first study of black-box LLM guardrail reverse-engineering attacks. We propose Guardrail Reverse-engineering Attack (GRA), a reinforcement learning-based framework that leverages genetic algorithm-driven data augmentation to approximate the decision-making policy of victim guardrails. By iteratively collecting input-output pairs, prioritizing divergence cases, and applying targeted mutations and crossovers, our method incrementally converges toward a high-fidelity surrogate of the victim guardrail. We evaluate GRA on three widely deployed commercial systems, namely ChatGPT, DeepSeek, and Qwen3, and demonstrate that it achieves an rule matching rate exceeding 0.92 while requiring less than $85 in API costs. These findings underscore the practical feasibility of guardrail extraction and highlight significant security risks for current LLM safety mechanisms. Our findings expose critical vulnerabilities in current guardrail designs and highlight the urgent need for more robust defense mechanisms in LLM deployment.

Retrieval-Augmented Generation (RAG) systems enhance LLMs with external knowledge but introduce a critical attack surface: corpus poisoning. While recent studies have demonstrated the potential of such attacks, they typically rely on impractical assumptions, such as white-box access or known user queries, thereby underestimating the difficulty of real-world exploitation. In this paper, we bridge this gap by proposing MIRAGE, a novel multi-stage poisoning pipeline designed for strict black-box and query-agnostic environments. Operating on surrogate model feedback, MIRAGE functions as an automated optimization framework that integrates three key mechanisms: it utilizes persona-driven query synthesis to approximate latent user search distributions, employs semantic anchoring to imperceptibly embed these intents for high retrieval visibility, and leverages an adversarial variant of Test-Time Preference Optimization (TPO) to maximize persuasion. To rigorously evaluate this threat, we construct a new benchmark derived from three long-form, domain-specific datasets. Extensive experiments demonstrate that MIRAGE significantly outperforms existing baselines in both attack efficacy and stealthiness, exhibiting remarkable transferability across diverse retriever-LLM configurations and highlighting the urgent need for robust defense strategies.