Hongwei Yao

The substantial investment required to develop Large Language Models (LLMs) makes them valuable intellectual property, raising significant concerns about copyright protection. LLM fingerprinting has emerged as a key technique to address this, which aims to verify a model's origin by extracting an intrinsic, unique signature (a "fingerprint") and comparing it to that of a source model to identify illicit copies. However, existing black-box fingerprinting methods often fail to generate distinctive LLM fingerprints. This ineffectiveness arises because black-box methods typically rely on model outputs, which lose critical information about the model's unique parameters due to the usage of non-linear functions. To address this, we first leverage Fisher Information Theory to formally demonstrate that the gradient of the model's input is a more informative feature for fingerprinting than the output. Based on this insight, we propose ZeroPrint, a novel method that approximates these information-rich gradients in a black-box setting using zeroth-order estimation. ZeroPrint overcomes the challenge of applying this to discrete text by simulating input perturbations via semantic-preserving word substitutions. This operation allows ZeroPrint to estimate the model's Jacobian matrix as a unique fingerprint. Experiments on the standard benchmark show ZeroPrint achieves a state-of-the-art effectiveness and robustness, significantly outperforming existing black-box methods.

The broad capabilities and substantial resources required to train Large Language Models (LLMs) make them valuable intellectual property, yet they remain vulnerable to copyright infringement, such as unauthorized use and model theft. LLM fingerprinting, a non-intrusive technique that compares the distinctive features (i.e., fingerprint) of LLMs to identify whether an LLM is derived from another, offers a promising solution to copyright auditing. However, its reliability remains uncertain due to the prevalence of diverse model modifications and the lack of standardized evaluation. In this SoK, we present the first comprehensive study of the emerging LLM fingerprinting. We introduce a unified framework and taxonomy that structures the field: white-box methods are classified based on their feature source as static, forward-pass, or backward-pass fingerprinting, while black-box methods are distinguished by their query strategy as either untargeted or targeted. Furthermore, we propose LeaFBench, the first systematic benchmark for evaluating LLM fingerprinting under realistic deployment scenarios. Built upon 7 mainstream foundation models and comprising 149 distinct model instances, LeaFBench integrates 13 representative post-development techniques, spanning both parameter-altering methods (e.g., fine-tuning, quantization) and parameter-independent techniques (e.g., system prompts, RAG). Extensive experiments on LeaFBench reveal the strengths and weaknesses of existing methods, thereby outlining future research directions and critical open problems in this emerging field. The code is available at https://github.com/shaoshuo-ss/LeaFBench.

LLM agents are highly vulnerable to Indirect Prompt Injection (IPI), where adversaries embed malicious directives in untrusted tool outputs to hijack execution. Most existing defenses treat IPI as an input-level semantic discrimination problem, which often fails to generalize to unseen payloads. We propose a new paradigm, action-level causal attribution, which secures agents by asking why a particular tool call is produced. The central goal is to distinguish tool calls supported by the user's intent from those causally driven by untrusted observations. We instantiate this paradigm with AttriGuard, a runtime defense based on parallel counterfactual tests. For each proposed tool call, AttriGuard verifies its necessity by re-executing the agent under a control-attenuated view of external observations. Technically, AttriGuard combines teacher-forced shadow replay to prevent attribution confounding, hierarchical control attenuation to suppress diverse control channels while preserving task-relevant information, and a fuzzy survival criterion that is robust to LLM stochasticity. Across four LLMs and two agent benchmarks, AttriGuard achieves 0% ASR under static attacks with negligible utility loss and moderate overhead. Importantly, it remains resilient under adaptive optimization-based attacks in settings where leading defenses degrade significantly.