Michael Backes

Machine learning models are increasingly deployed in real-world applications, but even aligned models such as Mistral and LLaVA still exhibit unsafe behaviors inherited from pre-training. Current alignment methods like SFT and RLHF primarily encourage models to generate preferred responses, but do not explicitly remove the unsafe subnetworks that trigger harmful outputs. In this work, we introduce a resource-efficient pruning framework that directly identifies and removes parameters associated with unsafe behaviors while preserving model utility. Our method employs a gradient-free attribution mechanism, requiring only modest GPU resources, and generalizes across architectures and quantized variants. Empirical evaluations on ML models show substantial reductions in unsafe generations and improved robustness against jailbreak attacks, with minimal utility loss. From the perspective of the Lottery Ticket Hypothesis, our results suggest that ML models contain "unsafe tickets" responsible for harmful behaviors, and pruning reveals "safety tickets" that maintain performance while aligning outputs. This provides a lightweight, post-hoc alignment strategy suitable for deployment in resource-constrained settings.

Large Language Models (LLMs) are increasingly trained to align with human values, primarily focusing on task level, i.e., refusing to execute directly harmful tasks. However, a subtle yet crucial content-level ethical question is often overlooked: when performing a seemingly benign task, will LLMs -- like morally conscious human beings -- refuse to proceed when encountering harmful content in user-provided material? In this study, we aim to understand this content-level ethical question and systematically evaluate its implications for mainstream LLMs. We first construct a harmful knowledge dataset (i.e., non-compliant with OpenAI's usage policy) to serve as the user-supplied harmful content, with 1,357 entries across ten harmful categories. We then design nine harmless tasks (i.e., compliant with OpenAI's usage policy) to simulate the real-world benign tasks, grouped into three categories according to the extent of user-supplied content required: extensive, moderate, and limited. Leveraging the harmful knowledge dataset and the set of harmless tasks, we evaluate how nine LLMs behave when exposed to user-supplied harmful content during the execution of benign tasks, and further examine how the dynamics between harmful knowledge categories and tasks affect different LLMs. Our results show that current LLMs, even the latest GPT-5.2 and Gemini-3-Pro, often fail to uphold human-aligned ethics by continuing to process harmful content in harmless tasks. Furthermore, external knowledge from the ``Violence/Graphic'' category and the ``Translation'' task is more likely to elicit harmful responses from LLMs. We also conduct extensive ablation studies to investigate potential factors affecting this novel misuse vulnerability. We hope that our study could inspire enhanced safety measures among stakeholders to mitigate this overlooked content-level ethical risk.

Accurately determining whether a jailbreak attempt has succeeded is a fundamental yet unresolved challenge. Existing evaluation methods rely on misaligned proxy indicators or naive holistic judgments. They frequently misinterpret model responses, leading to inconsistent and subjective assessments that misalign with human perception. To address this gap, we introduce JADES (Jailbreak Assessment via Decompositional Scoring), a universal jailbreak evaluation framework. Its key mechanism is to automatically decompose an input harmful question into a set of weighted sub-questions, score each sub-answer, and weight-aggregate the sub-scores into a final decision. JADES also incorporates an optional fact-checking module to strengthen the detection of hallucinations in jailbreak responses. We validate JADES on JailbreakQR, a newly introduced benchmark proposed in this work, consisting of 400 pairs of jailbreak prompts and responses, each meticulously annotated by humans. In a binary setting (success/failure), JADES achieves 98.5% agreement with human evaluators, outperforming strong baselines by over 9%. Re-evaluating five popular attacks on four LLMs reveals substantial overestimation (e.g., LAA's attack success rate on GPT-3.5-Turbo drops from 93% to 69%). Our results show that JADES could deliver accurate, consistent, and interpretable evaluations, providing a reliable basis for measuring future jailbreak attacks.

The widespread adoption of facial recognition (FR) models raises serious concerns about their potential misuse, motivating the development of anti-facial recognition (AFR) to protect user facial privacy. In this paper, we argue that the static FR strategy, predominantly adopted in prior literature for evaluating AFR efficacy, cannot faithfully characterize the actual capabilities of determined trackers who aim to track a specific target identity. In particular, we introduce DynTracker, a dynamic FR strategy where the model's gallery database is iteratively updated with newly recognized target identity images. Surprisingly, such a simple approach renders all the existing AFR protections ineffective. To mitigate the privacy threats posed by DynTracker, we advocate for explicitly promoting diversity in the AFR-protected images. We hypothesize that the lack of diversity is the primary cause of the failure of existing AFR methods. Specifically, we develop DivTrackee, a novel method for crafting diverse AFR protections that builds upon a text-guided image generation framework and diversity-promoting adversarial losses. Through comprehensive experiments on various image benchmarks and feature extractors, we demonstrate DynTracker's strength in breaking existing AFR methods and the superiority of DivTrackee in preventing user facial images from being identified by dynamic FR strategies. We believe our work can act as an important initial step towards developing more effective AFR methods for protecting user facial privacy against determined trackers.

The deployment of large language models (LLMs) raises significant ethical and safety concerns. While LLM alignment techniques are adopted to improve model safety and trustworthiness, adversaries can exploit these techniques to undermine safety for malicious purposes, resulting in \emph{misalignment}. Misaligned LLMs may be published on open platforms to magnify harm. To address this, additional safety alignment, referred to as \emph{realignment}, is necessary before deploying untrusted third-party LLMs. This study explores the efficacy of fine-tuning methods in terms of misalignment, realignment, and the effects of their interplay. By evaluating four Supervised Fine-Tuning (SFT) and two Preference Fine-Tuning (PFT) methods across four popular safety-aligned LLMs, we reveal a mechanism asymmetry between attack and defense. While Odds Ratio Preference Optimization (ORPO) is most effective for misalignment, Direct Preference Optimization (DPO) excels in realignment, albeit at the expense of model utility. Additionally, we identify model-specific resistance, residual effects of multi-round adversarial dynamics, and other noteworthy findings. These findings highlight the need for robust safeguards and customized safety alignment strategies to mitigate potential risks in the deployment of LLMs. Our code is available at https://github.com/zhangrui4041/The-Art-of-Mis-alignment.